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| Certification Vendor: | International Capital Market Association (ICMA) |
|---|---|
| Exam Name: | Securities Operations Foundation Qualification (SOFQ) |
| Exam Number: | SOFQ |
| Exam Duration: | 120 minutes |
| Real Exam Qty: | 50 |
| Passing Score: | 60% (30/50) |
| Exam Format: | Multiple-choice questions, Computer-based, Remote proctored |
| Available Languages: | English |
| Certificate Validity Period: | Valid indefinitely |
| Exam Price: | GBP 995 (ICMA members), GBP 1,400 (non-members) + VAT |
| Recommended Training: | Official SOFQ Online Course & Study Materials |
| Exam Registration: | ICMA SOFQ Registration |
| Sample Questions: | ![]() |
| Exam Way: | Online with remote invigilation; accessible from home/office |
| Pre Condition: | No formal prerequisites; suitable for those entering securities operations |
| Official Syllabus URL: | https://www.icmagroup.org/executive-education/icma-executive-education-courses/securities-operations-foundation-qualification-sofq-online-new/ |
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Regulatory & Operational Risk | 10% | - Key operational controls - Regulatory reporting |
| Topic 2: Pre-Trade Environment | 15% | - Master agreements and static data - Client onboarding and KYC |
| Topic 3: Clearing & Settlement | 25% | - Central vs bilateral clearing - Custody and depository roles - Corporate actions processing - Settlement processes and STP |
| Topic 4: Introduction to International Securities | 15% | - Primary and secondary markets - Market participants and roles - Equities vs debt securities |
| Topic 5: Position & Collateral Management | 15% | - Funding and short covering - Repo and securities lending - Position reconciliation |
| Topic 6: Trade Execution & Post-Trade | 20% | - Trading models and systems - Middle office functions - Trade capture, confirmation and matching |
ICMA Securities Operations Foundation Qualification (SOFQ) is an official International Capital Market Association (ICMA) exam, catalogued under the code SOFQ. Passing it awards the Securities Operations Foundation Qualification certification at the Foundation / Entry-level level. Qualifying exams exist to prove ability in a measurable way, and this one proves yours against the vendor's own standard.
ICMA Securities Operations Foundation Qualification (SOFQ) gives you 50 questions and 120 minutes to answer them. Treat time as a resource to allocate, not a countdown to fear: rehearse full sessions in the ValidDumps test engine, practice skipping and returning, and build the calm familiarity that lets your actual knowledge show up on exam day.
Passing ICMA Securities Operations Foundation Qualification (SOFQ) takes 60% (30/50), and the official fee is GBP 995 (ICMA members), GBP 1,400 (non-members) + VAT. Retakes cost the full GBP 995 (ICMA members), GBP 1,400 (non-members) + VAT again, which makes verified readiness the cheapest insurance there is. Track your ValidDumps practice scores across sessions and book the exam only when clearing the requirement has become your baseline, not your best day.
No formal prerequisites; suitable for those entering securities operations
Since vendor requirements are revised periodically, confirm the current conditions before registering on the official exam page.
Registration for ICMA Securities Operations Foundation Qualification (SOFQ) runs through the official channels below.
One scheduling note: the exam is delivered Online with remote invigilation; accessible from home/office.
International Capital Market Association (ICMA) recommends the following training for ICMA Securities Operations Foundation Qualification (SOFQ) candidates.
Whichever path you choose, reinforce it with the 50 practice questions in the ValidDumps SOFQ package, because exam confidence is built by answering, not just reading.
Yes. ValidDumps provides a free PDF demo of the ICMA Securities Operations Foundation Qualification (SOFQ) material, so the product can earn your trust before it earns your money. After purchase, updates are free for 365 days, and once your product expires you can extend the update service at a 50% discount.
Your purchase carries a 100% money-back guarantee with defined conditions. Take the ICMA Securities Operations Foundation Qualification (SOFQ) exam within 60 days of purchase; if you fail, you can claim a full refund, provided the exam matches your product. Attempts within 3 days of purchase are not eligible, and neither are downloaded-but-unused products, free materials, or expired orders; the candidate name must match the payer name. File with a scanned enrollment slip and the official Score Report PDF within 2 days of the exam, and claims are processed within 7 days. If you prefer, exchange instead: two other exam products of equal value, free, with the update service on your original purchase retained.
Delivery is instant: files unlock for download at payment and are emailed within one minute. If nothing arrives within 2 hours, check spam and contact customer service. Installation is unlimited across your computers.
The ICMA Securities Operations Foundation Qualification (SOFQ) exam is divided into 6 domains. The most prominent are Clearing & Settlement (25%), Introduction to International Securities (15%), and Position & Collateral Management (15%). The complete outline is above on this page; candidates who know the map waste far less time getting to the destination.
The physical substances of natural gas/ barley and zinc fall within the following financial heading:
Correct Answer: A 🗳️
On a scale of 1,500,000 Microsoft Corporation shares at a price of USD 3.78 per share, the SEC Fee payable is::
Correct Answer: D 🗳️
The 3 largest centres for foreign exchange trading are:
Correct Answer: B 🗳️
An example of an organisation classified as a sovereign wealth fund is:
Correct Answer: C 🗳️
A European country that has not adopted the Euro is:
Correct Answer: B 🗳️
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