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| Certification Vendor: | FINRA |
|---|---|
| Exam Name: | Investment Company and Variable Contracts Products Representative Examination (IR) - Series 6 |
| Exam Number: | Series 6 |
| Related Certifications: | Series 6 Top-Off SIE (Securities Industry Essentials) |
| Passing Score: | 70% |
| Exam Duration: | 90 minutes |
| Exam Price: | USD 75 |
| Available Languages: | English |
| Exam Format: | Multiple Choice |
| Certificate Validity Period: | No fixed expiration; valid while registration with FINRA member firm is maintained |
| Real Exam Qty: | 55 (50 scored, 5 unscored) |
| Recommended Training: | FINRA Qualification Exams Overview |
| Exam Registration: | FINRA Series 6 Exam Registration |
| Sample Questions: | ![]() |
| Exam Way: | Computer-based testing at authorized testing centers (Prometric) or remote proctored where available |
| Pre Condition: | Must be sponsored by a FINRA member firm; SIE is typically required or taken prior to or in conjunction with Series 6 registration |
| Official Syllabus URL: | https://www.finra.org/registration-exams-ce/qualification-exams/series6 |
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Opens Accounts After Obtaining and Evaluating Customer Financial Profile | 16% | - Customer account types and documentation
|
| Topic 2: Obtains and Verifies Customers' Purchase and Sales Instructions | 10% | - Order processing and transaction procedures
|
| Topic 3: Provides Customers with Information About Investments | 50% | - Investment company securities and variable contracts
|
| Topic 4: Seeks Business for the Broker-Dealer from Customers and Potential Customers | 24% | - Prospecting and communication with clients
|
FINRA Investment Company and Variable Contracts Products Representative Examination (IR) is an official FINRA exam, catalogued under the code Series6. Passing it awards the Investment Company and Variable Contracts Products Representative certification at the Representative level. It also links to Series 6 Top-Off, SIE (Securities Industry Essentials), which broadens its career value. Qualifying exams exist to prove ability in a measurable way, and this one proves yours against the vendor's own standard.
FINRA Investment Company and Variable Contracts Products Representative Examination (IR) gives you 55 (50 scored, 5 unscored) questions and 90 minutes to answer them. Treat time as a resource to allocate, not a countdown to fear: rehearse full sessions in the ValidDumps test engine, practice skipping and returning, and build the calm familiarity that lets your actual knowledge show up on exam day.
Passing FINRA Investment Company and Variable Contracts Products Representative Examination (IR) takes 70%, and the official fee is USD 75. Retakes cost the full USD 75 again, which makes verified readiness the cheapest insurance there is. Track your ValidDumps practice scores across sessions and book the exam only when clearing the requirement has become your baseline, not your best day.
Must be sponsored by a FINRA member firm; SIE is typically required or taken prior to or in conjunction with Series 6 registration
Since vendor requirements are revised periodically, confirm the current conditions before registering on the official exam page.
Registration for FINRA Investment Company and Variable Contracts Products Representative Examination (IR) runs through the official channels below.
One scheduling note: the exam is delivered Computer-based testing at authorized testing centers (Prometric) or remote proctored where available.
FINRA recommends the following training for FINRA Investment Company and Variable Contracts Products Representative Examination (IR) candidates.
Whichever path you choose, reinforce it with the 325 practice questions in the ValidDumps Series6 package, because exam confidence is built by answering, not just reading.
Yes. ValidDumps provides a free PDF demo of the FINRA Investment Company and Variable Contracts Products Representative Examination (IR) material, so the product can earn your trust before it earns your money. After purchase, updates are free for 365 days, and once your product expires you can extend the update service at a 50% discount.
Your purchase carries a 100% money-back guarantee with defined conditions. Take the FINRA Investment Company and Variable Contracts Products Representative Examination (IR) exam within 60 days of purchase; if you fail, you can claim a full refund, provided the exam matches your product. Attempts within 3 days of purchase are not eligible, and neither are downloaded-but-unused products, free materials, or expired orders; the candidate name must match the payer name. File with a scanned enrollment slip and the official Score Report PDF within 2 days of the exam, and claims are processed within 7 days. If you prefer, exchange instead: two other exam products of equal value, free, with the update service on your original purchase retained.
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The FINRA Investment Company and Variable Contracts Products Representative Examination (IR) exam is divided into 4 domains. The most prominent are Opens Accounts After Obtaining and Evaluating Customer Financial Profile (16%), Provides Customers with Information About Investments (50%), and Obtains and Verifies Customers' Purchase and Sales Instructions (10%). The complete outline is above on this page; candidates who know the map waste far less time getting to the destination.
Question 1
Which of the following is not an advantage that an exchange traded fund (ETF) has over a traditional
mutual fund?
A. ETFs trade continuously throughout the day.
B. All of the above are advantages that an ETF has over a traditional mutual fund.
C. There are no fees (i.e., loads, commissions) associated with buying and selling ETFs.
D. Investors can use limit and stop orders when trading ETFs.
Question 2
The American Funds family of funds offers numerous funds to investors. Among these are a U.S.
government bond fund, a high-yield corporate bond fund, a diversified emerging markets fund, and a large
stock growth fund. Of these four, the one that would expose the investor to the most social and political
risk is its:
A. U.S. government bond fund.
B. high-yield corporate bond fund.
C. large stock growth fund.
D. diversified emerging markets fund.
Question 3
Which of the following risks would not be a risk associated with a municipal bond fund?
I. credit risk
II. reinvestment risk
III. currency exchange risk
A. III only
B. I and III only
C. I, II, and III
D. II and III only
Question 4
You have a client, Richie Rich, who is in the 39.6% marginal tax bracket, and one of his investment goals
is to minimize his payments to the IRS. Which of the following instruments would serve this purpose?
A. Both Selections A and B would serve to minimize his payments to the IRS.
B. general obligation bonds
C. an investment-grade corporate bond
D. U.S. Treasury bills
Question 5
Under FINRA rules, the variable contract sales agreement must specify that any sales commission is to
be returned to the insurance company if the buyer terminates the contract within:
A. one week.
B. 10 business days.
C. 7 business days.
D. 5 business days.
Solutions:
| Question 1 Answer: C | Question 2 Answer: D | Question 3 Answer: A | Question 4 Answer: B | Question 5 Answer: C |
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